Expert Answers to FINRA Exam Series-7 Questions

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General Securities Representative Series 7 General Securities Representative Qualification Examination (GS)

Series 7 General Securities Representative Qualification Examination (GS)

Last Update Apr 30, 2026
Total Questions : 400

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Questions 2

Which of the following will not result in termination of a limited partnership?

Options:

transfer of ownership of a limited partnership interest

sale or transfer of partnership assets

majority vote of the limited partners to end the partnership

arrival of the termination date established in the partnership agreement

Discussion 0

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Questions 3

Regulation T is set at 50%. Bubba’s account contains long positions in the following securities with the prices listed:

100 ABC $30

200 XYZ $70

200 QBB $40

200 KKK $25

Total market value = $30,000

Debit balance in the account = $12,000

Net equity balance of the account = $18,000

Bubba wants to buy 100 shares of DUM at $30 per share and 100 shares of OUT at $120. How much additional money must be deposited?

Options:

$6,000

$7,000

$4,500

$1,500

Discussion 0

Questions 4

Assuming all of the following bonds from the same issuer are callable now, which one would most likely get called first?

Options:

8% maturing 1-15-2016

8% maturing 1-15-2007

4% maturing 1-15-2012

4% maturing 1-15-2007

Discussion 0

Questions 5

Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3. At that time, XYZ stock is at $55. Bubba has no other stock positions. At what must XYZ trade for Bubba to break even?

Options:

$54

$55

$57

$60

Discussion 0

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Questions

Posted

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2026-03-10