Finra exams4sure complete Series-7 Materials by Freyja q360 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	freyja

Question 96

Which of the following is identified as a funded debt instrument?

Options:

US treasury bond

Series EE savings bond

corporate bond

Fannie Mae bond

Discussion

Question 97

What type of security is quoted with a bid price of 4.72 and an asking price of 4.68?

Options:

US treasury note

US treasury bill

US treasury bond

Series H bond

Discussion

Question 98

Service charges by a FINRA dealer for transfer and safekeeping of customer securities held in street name:

Options:

may not be levied under FINRA Conduct Rules

may not be levied unless there is no trading in the account for more than six months

may be levied only if the security has a value of less than $5,000

may be levied only if the charge if fair, reasonable, and non-discriminatory

Discussion

Question 99

What expression is used to describe the application of income and revenues derived from the operation of a facility financed from proceeds of a revenue bond?

Options:

debt service

flow of funds

revenue funding

disbursement of priorities

Discussion

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