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FINRA Updated Series-7 Exam Questions and Answers by freyja

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: freyja
Question 96

Which of the following is identified as a funded debt instrument?

Options:

A.

US treasury bond

B.

Series EE savings bond

C.

corporate bond

D.

Fannie Mae bond

Discussion
Question 97

What type of security is quoted with a bid price of 4.72 and an asking price of 4.68?

Options:

A.

US treasury note

B.

US treasury bill

C.

US treasury bond

D.

Series H bond

Discussion
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Question 98

Service charges by a FINRA dealer for transfer and safekeeping of customer securities held in street name:

Options:

A.

may not be levied under FINRA Conduct Rules

B.

may not be levied unless there is no trading in the account for more than six months

C.

may be levied only if the security has a value of less than $5,000

D.

may be levied only if the charge if fair, reasonable, and non-discriminatory

Discussion
Question 99

What expression is used to describe the application of income and revenues derived from the operation of a facility financed from proceeds of a revenue bond?

Options:

A.

debt service

B.

flow of funds

C.

revenue funding

D.

disbursement of priorities

Discussion
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