Finra dumpsboss changed Series-7 Exam Questions by Adil q160 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	adil

Question 12

An offering price of 102 plus accrued interest applies to which of the following securities?

Options:

treasury bills

certificates of deposit

commercial paper

banker’s acceptances

Discussion

Question 13

A registered representative privately assures a customer that a certain stock will double within 18 months. During this period the stock the stock performs as predicted.

Which of the following statements is true?

Options:

the commentary was permissible because the stock advanced as the registered representative forecast

this is a violation because the SEC requires all information about stock prices to be publicly announced

this statement constituted a form of fraud prohibited under the Securities Exchange Act of 1934

the comment is permissible only if the representative had been registered with the SEC under the Investment Advisors Act of 1940

Discussion

Question 14

A registered representative is given a limited trading authorization by a client. This permits the representative to:

Options:

withdraw money from the account

enter orders for the account at the representative’s discretion

withdraw securities from the account

all of the above

Discussion

Question 15

Which of the following best describes phantom income?

Options:

income from deductions and tax credits

the non-taxable portion of a distribution

income received but not reported

income reported but not received

Discussion

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