Finra spoto sure Pass Exam Series-7 Pdf by Prince q120 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	prince

Question 104

Bubba’s margin account has $1,000 of SMA. If he buys $20,000 of listed secu rities, how much fully paid margin stock must he deposit to respond to a Reg T requirement of 50%?

Options:

$20,000

$9,000

10,000

$18,000

Discussion

Question 105

Smart Guys Securities Corporation has given a workable bid to Better Guys Securities Corporation. If market conditions change, Smart Guys may:

Options:

not change the bid

not change the bid unless first notifying the other dealer

change the bid only with prior approval of the other dealer

change the bid

Discussion

Question 106

Which of the following is considered a firm quotation in the over-the-counter market?

Options:

27.50

27.50 workout

27.50 subject

both B and C

Discussion

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Question 107

Bubba owns 200 shares of XYZ at $90, and wishes to hedge the position while generating income.

What is the best recommendation?

Options: