Finra 2cram all Series-7 Test Inside Finra Questions by Milan q240 vce pdf

Page: 11 / 29

Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	milan

Question 44

When a member firm buys or sells securities directly as principal with a public customer, it is acting as:

Options:

a dealer

a broker

an agent

none of the above

Discussion

Question 45

Bubba wishes to invest $50,000 in three mutual funds offered by different underwriters with growth as the main objective. A recommendation to purchase only one such fund for $50,000 might be more suitable to Bubba if:

Options:

the growth in one fund will be greater than the combined growth in three

the income from one fund will be greater than the combined income in three

a withdrawal plan would be easier to employ using a single fund

the purchase of one fund would probably be made at a break point allowing more dollars to be invested in fund shares

Discussion

Question 46

What does the following mean when printed on the stock exchange ticker tape?

Options:

one hundred shares of MST traded on the exchange and appear out of order on the tape

trading was suspended on MST pending dissemination of news

the last sale of MST was for 100 shares at 98.25

the preceding transaction in MST was two or more points different than 98.25

Discussion

Conor

I recently used these dumps for my exam and I must say, I was impressed with their authentic material.

Yunus Jan 19, 2026

Exactly…….The information in the dumps is so authentic and up-to-date. Plus, the questions are very similar to what you'll see on the actual exam. I felt confident going into the exam because I had studied using Cramkey Dumps.

Atlas

What are these Dumps? Would anybody please explain it to me.

Reign Jan 8, 2026

These are exam dumps for a variety of IT certifications. They have a vast collection of updated questions and answers, which are very helpful in preparing for the exams.

Nell

Are these dumps reliable?

Ernie Jan 20, 2026

Yes, very much so. Cramkey Dumps are created by experienced and certified professionals who have gone through the exams themselves. They understand the importance of providing accurate and relevant information to help you succeed.

Rosalie

I passed. I would like to tell all students that they should definitely give Cramkey Dumps a try.

Maja Jan 23, 2026

That sounds great. I'll definitely check them out. Thanks for the suggestion!

Kingsley

Do anyone guide my how these dumps would be helpful for new students like me?

Haris Jan 12, 2026

Absolutely! They are highly recommended for anyone looking to pass their certification exam. The dumps are easy to understand and follow, making it easier for you to study and retain the information.

Question 47

All sales literature and advertising relating to investment company shares prepared by members of FINRA must be filed for review with which of the following?

Options:

Anti-Trust Division of the Justice Department

SEC

Federal Reserve Board

FINRA