Finra techtarget pass Using Series-7 Exam Dumps by Zeynep q360 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	zeynep

Question 84

The Bubba Fund is a load mutual fund that offers a reinvestment plan.

What does this mean?

Options:

purchasers of fund shares must agree to make regular investments over a period of years

income, dividend, and capital gain distributions may be automatically used to purchase new shares of the fund

holders of fund shares are permitted to regularly purchase additional shares at the bid price

no federal income taxes are paid on dividends and capital gain distributions from the fund

Discussion

Question 85

A wealth investor gives Bubba discretion to invest $50,000 for him in any way Bubba sees fit. Therefore, Bubba must:

Options:

a registered representative with the SEC under the Investment Advisors Act of 1940

conform to the prudent man requirements in that state

furnish written documents of authority to the brokerage firm executing the orders

be registered with the NYSE and FINRA as a representative

Discussion

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Question 86

The accounting statement that represents a company’s financial position on a particular date is the:

Options:

income statement

balance sheet

Profit and Loss

cash flow statement