Finra chinesedumps series-7 Exam Results by Lake q320 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	lake

Question 64

Initial margin deposit minimum requirements are set by the:

Options:

NYSE

FINRA

FRB

FDIC

Discussion

Question 65

Bubba owns stock with cumulative voting rights. There are five vacancies on a board and he owns 100 shares of stock. Bubba is entitled to cast the following votes:

Options:

a total of 100 votes

a total of 100 votes per

a total of 500 votes

you are not allowed to vote

Discussion

Question 66

Which of the following is considered an intangible asset?

Options:

marketable securities

trademarks

accounts receivable

furniture

Discussion

Question 67

Bubba is a registered representative who wishes to buy shares of a new issue his firm is distributing. Under FINRA Conduct Rules, Bubba may:

Options:

not do so under any circumstance

do so if he has a history of buying hot issues

not do so for his own account, buy may purchase shares for his sister’s account

do so if his allotment is insubstantial and not disproportionate to public orders

Discussion

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