| Exam Name: | Series 7 General Securities Representative Qualification Examination (GS) | ||
| Exam Code: | Series-7 Dumps | ||
| Vendor: | FINRA | Certification: | General Securities Representative |
| Questions: | 400 Q&A's | Shared By: | caitlin |
When pricing callable municipal bonds, the “price to call” is based upon which of the following?
The market theory stating that the small investor is usually wrong is called the:
Regulation T is set at 50%. Bubba’s account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
What is Bubba’s excess equity in the account?
TESTED 30 Apr 2025
