Finra certsexpert download Full Version Series-7 Exam by Ezra q40 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	ezra

Question 100

Common stocks for which of the following industries are most likely to decline in value when interest rates rise?

Options:

automobile manufacturers

airlines

stock brokers

public utility companies

Discussion

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Question 101

For an FINRA member firm to exercise discretionary power in any customer account requires written authorization by that customer except when:

Options:

the customer is a spouse of the registered representative

the customer has given an oral approval after the transaction

only time and price of execution are involved

both B and C

Discussion

Question 102

What is the maximum amount of gift to customers or other individuals related to the securities business that a registered representative is permitted to give?

Options:

$500

$200

$100

$50

Discussion

Question 103

Bubba purchases 100 shares of XYZ at 78 and, on the same day, writes 1 XYZ October 80 call for a premium of 4. If the option expires unexercised, what is Bubba’s profit on the 100 shares of stock?

Options:

$200

$400

$600

cannot be determined