Finra certsexpert download Full Version Series-7 Exam by Ezra q40 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	ezra

Question 100

Common stocks for which of the following industries are most likely to decline in value when interest rates rise?

Options:

automobile manufacturers

airlines

stock brokers

public utility companies

Discussion

Question 101

For an FINRA member firm to exercise discretionary power in any customer account requires written authorization by that customer except when:

Options:

the customer is a spouse of the registered representative

the customer has given an oral approval after the transaction

only time and price of execution are involved

both B and C

Discussion

Question 102

What is the maximum amount of gift to customers or other individuals related to the securities business that a registered representative is permitted to give?

Options:

$500

$200

$100

$50

Discussion

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Question 103

Bubba purchases 100 shares of XYZ at 78 and, on the same day, writes 1 XYZ October 80 call for a premium of 4. If the option expires unexercised, what is Bubba’s profit on the 100 shares of stock?

Options:

$200

$400

$600

cannot be determined