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FINRA Updated Series-7 Exam Questions and Answers by siyana

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: siyana
Question 112

Which of the following best describes depreciation?

Options:

A.

a tax credit available to investors in heavy equipment

B.

deductions from gross income to offset lower value of equipment

C.

return of principal from real estate investments

D.

capitalized and amortized maintenance costs

Discussion
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Question 113

Under Rule 415 a corporation may file a single registration statement with the SEC covering its anticipated financing need for the next:

Options:

A.

one year

B.

two years

C.

three years

D.

five years

Discussion
Question 114

A typical money market instrument carries which of the following?

Options:

A.

serial bond maturity date

B.

long-term maturity date

C.

medium-term maturity date

D.

short-term maturity date

Discussion
Question 115

For a self-employed individual’s retirement plan, ERISA permits an investment in which of the following?

Options:

A.

a unit investment trust

B.

a variable annuity

C.

a US Treasury bond

D.

all of the above

Discussion
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