Finra dumpskey general Securities Representative Series-7 Full Course Free by Zohaan q160 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	zohaan

Question 60

A mutual fund custodian is paid according to which of the following specifications when receiving deposits from a shareholder’s reinvestment plan?

Options:

a commission for each share purchased

a percentage of the sales charge

a processing fee

a percentage of the fund’s net asset value

Discussion

Question 61

After an extended period of backing and filling, a stock moves up sharply through a resistance level on heavy volume. A technical analyst would likely call this a:

Options:

buy-in

technical rally

buying climax

breakout

Discussion

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Question 62

If recaptured deductions are added to income, recaptured investment tax credits are added to:

Options:

income

basis

gains

taxes

Discussion

Question 63

In the offering of new securities, members of the syndicate are permitted to sell to other dealers less the reallowance. The amount of the reallowance is determined by:

Options:

the FINRA

the issuing corporation

the syndicate manager

the SEC