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FINRA Updated Series-7 Exam Questions and Answers by raees

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: raees
Question 76

Bubba buys one XYZ October 80 put and sells one XYZ October 70 put.

What is his position called?

Options:

A.

calendar spread

B.

money spread

C.

straddle

D.

combination

Discussion
Question 77

Crossover is best defined as:

Options:

A.

the point at which the program becomes profitable

B.

the point at which income exceeds deductions

C.

the fact that there are more general partners than limited partners

D.

the profit of limited partners exceeding profit of general partners

Discussion
Question 78

Which of the following holders of unregistered stock is precluded from selling shares under Rule 144?

Options:

A.

an institutional investor

B.

an officer of the issuing corporation

C.

a broker/dealer firm

D.

a holder of more than 10% of the outstanding stock

Discussion
Question 79

Bubba buys 100 shares of XYZ stock at $40 per share and sells a listed July XYZ call at 45 for a $2 premium.

What is his loss potential?

Options:

A.

$3,800

B.

$4,000

C.

$4,200

D.

$4,500

Discussion
Miriam
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Milan Sep 24, 2024
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Andrew
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Jeremiah Oct 27, 2024
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