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FINRA Updated Series-7 Exam Questions and Answers by ember

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: ember
Question 8

Which of the following municipal bonds may be grouped under the classification of “revenue bonds”?

Options:

A.

special tax

B.

new housing authority

C.

general obligation

D.

limited tax

Discussion
Question 9

Call loans made by banks to broker/dealers are generally for the purpose of which of the following?

Options:

A.

expansion of office facilities

B.

meeting operating expenses

C.

carrying margin accounts

D.

financing securities held in inventory

Discussion
Question 10

Which of the following is available both to owners of stock and owners of limited partnership participations?

Options:

A.

deduction of business expenses from income

B.

a share in the profits from earnings

C.

tax credits

D.

deductions for losses in excess of income earned

Discussion
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Question 11

Which of the following is an acceptable deposit to answer an NYSE maintenance call?

Options:

A.

US savings bond

B.

SMA

C.

US treasury notes

D.

all of the above

Discussion
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