Finra certkiller general Securities Representative Series-7 Syllabus Exam Questions Answers by Indiana q240 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	indiana

Question 36

What percentage of maintenance charges and debt service are covered by the rate covenant of a revenue bond issued to finance a municipal toll road?

Options:

75%

100%

120%

150%

Discussion

Question 37

Which of the following rights does an ADR holder not have?

Options:

preemptive rights

the right to vote for your mother-in-law as a board member

the right to transfer ownership

the right to see financial statements

Discussion

Question 38

Bubba’s order to purchase investment company shares must be executed at a price based upon the net asset value of the shares:

Options:

next computed after receipt of the order by the dealer

last computed before receipt of the order by the dealer

computed the previous day at the close of the NYSE

computed the same day the order is received by the dealer

Discussion

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Question 39

The initial Federal Reserve Bank margin requirement is set at 60% and Bubba purchases 100 shares of XYZ at $100 per share. He deposits $6,000 of the $10,000 purchase price in his account.

If XYZ increases in value to $150 per share, how much excess equity would Bubba have in his account?

Options:

$1,000

$1,500

$2,000

$3,000