Finra passguarantee general Securities Representative Series-7 Updated Exam by Zidane q200 vce pdf

Page: 29 / 29

FINRA Series-7 Exam Overview :

Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	zidane

Question 116

An ERISA benefits plan qualified under Section 401(a) of the Internal Revenue Code may:

Options:

purchase any IPO security provided the plan is not sponsored solely by a broker/dealer

apply for an exemption

only purchase securities rated “A” or better

purchase only securities issued by the state or federal government

Discussion

Question 117

Which of the following does not appear in a municipal syndicate letter to underwriters?

Options:

the specific bid and offering terms of the issue

the amount of each member’s participation

the extent of the manager’s authority in directing the offering

the duration of the syndicate account

Discussion

Question 118

Bubba is buying a Federal Home Loan Bank issue that is offered at 95.22.

How much will he pay to purchase one bond?

Options:

$95.22

$951.63

$952.20

$956.88

Discussion

Question 119

Bubba has a cash account and fails to make full and prompt payment for a purchase. The broker liquidated the transaction. Two weeks later, Bubba places another buy order for 100 shares of XYZ.

What does the broker do?

Options:

refuses the order

handles the order after obtaining a promise from Bubba to effect prompt settlement

requires a 25% down payment before executing the order

executes the order at its own risk

Discussion

Sam

Can I get help from these dumps and their support team for preparing my exam?

Audrey Jan 22, 2026

Definitely, you won't regret it. They've helped so many people pass their exams and I'm sure they'll help you too. Good luck with your studies!

Anya

I must say they're considered the best dumps available and the questions are very similar to what you'll see in the actual exam. Recommended!!!

Cassius Jan 3, 2026

Yes, they offer a 100% success guarantee. And many students who have used them have reported passing their exams with flying colors.

Joey

I highly recommend Cramkey Dumps to anyone preparing for the certification exam. They have all the key information you need and the questions are very similar to what you'll see on the actual exam.

Dexter Jan 6, 2026

Agreed. It's definitely worth checking out if you're looking for a comprehensive and reliable study resource.

Cody

I used Cramkey Dumps to prepare and a lot of the questions on the exam were exactly what I found in their study materials.

Eric Jan 17, 2026

Really? That's great to hear! I used Cramkey Dumps too and I had the same experience. The questions were almost identical.

Melody

My experience with Cramkey was great! I was surprised to see that many of the questions in my exam appeared in the Cramkey dumps.

Colby Jan 3, 2026

Yes, In fact, I got a score of above 85%. And I attribute a lot of my success to Cramkey's dumps.

Page: 29 / 29

Title