Finra surepassexam free Series-7 Questions Attempt by Joe q280 vce pdf

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Exam Name:	Series 7 General Securities Representative Qualification Examination (GS)
Exam Code:	Series-7 Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	400 Q&A's	Shared By:	joe

Question 92

Municipal bonds would be least attractive as an investment for which of the following?

Options:

an insurance company

a pension fund

a commercial bank

the executive officer of an industrial corporation in the highest income tax bracket

Discussion

Question 93

If a municipality has funds available to make a partial call of an issue of outstanding serial bonds, which bonds should be called first?

Options:

the shortest maturity

the maturity with the largest number of bonds

the longest maturity

the maturity bearing the lowest interest rate

Discussion

Question 94

Which of the following is not true about US treasury bills?

Options:

they are issued at a discount

they are money market instruments

they are issued in denominations of $1,000 to $1,000,000

they are general obligations of the US government

Discussion

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Question 95

To accommodate a customer’s order to buy an over-the-counter stock, a broker/dealer is permitted to:

Options:

sell him shares from the firm’s inventory

sell these shares short to the customer

act as agent on this transaction

all of the above