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FINRA Updated Series-7 Exam Questions and Answers by joe

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: joe
Question 92

Municipal bonds would be least attractive as an investment for which of the following?

Options:

A.

an insurance company

B.

a pension fund

C.

a commercial bank

D.

the executive officer of an industrial corporation in the highest income tax bracket

Discussion
Question 93

If a municipality has funds available to make a partial call of an issue of outstanding serial bonds, which bonds should be called first?

Options:

A.

the shortest maturity

B.

the maturity with the largest number of bonds

C.

the longest maturity

D.

the maturity bearing the lowest interest rate

Discussion
Question 94

Which of the following is not true about US treasury bills?

Options:

A.

they are issued at a discount

B.

they are money market instruments

C.

they are issued in denominations of $1,000 to $1,000,000

D.

they are general obligations of the US government

Discussion
Question 95

To accommodate a customer’s order to buy an over-the-counter stock, a broker/dealer is permitted to:

Options:

A.

sell him shares from the firm’s inventory

B.

sell these shares short to the customer

C.

act as agent on this transaction

D.

all of the above

Discussion
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