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FINRA Updated Series-7 Exam Questions and Answers by efa

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: efa
Question 80

FINRA advertising standards permit a dealer to state that a CMO has an implied AAA rating if the securities are issued:

Options:

A.

with an average life no longer than ten years

B.

by a US government agency

C.

by a private issuer who has not yet received an expected AAA rating

D.

in amounts less than $1,000,000

Discussion
Question 81

A stock with a current P/E of 17 is selling at $74.50 per share.

What are the company’s earnings in the trailing 12 months?

Options:

A.

about $4.28

B.

$6.20

C.

$1.70

D.

impossible to calculate from this information

Discussion
Andrew
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Jeremiah Jan 19, 2026
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Inaaya
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Fraser Jan 15, 2026
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Stefan
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Ocean Jan 9, 2026
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Syeda
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Stella Jan 10, 2026
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Question 82

Limited partnerships try to avoid recapture because:

Options:

A.

it turns potential capital gains into current taxable income

B.

it may subject the partnership to the add-on tax

C.

it increases the risk of a tax audit

D.

it always increases the investor’s tax bracket

Discussion
Question 83

If the Federal Reserve wished to ease credit, which of the following steps would it take?

Options:

A.

raise the discount rate

B.

purchase securities in the open market

C.

lower reserve requirements

D.

both B and C

Discussion
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