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FINRA Updated Series-7 Exam Questions and Answers by efa

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: efa
Question 80

FINRA advertising standards permit a dealer to state that a CMO has an implied AAA rating if the securities are issued:

Options:

A.

with an average life no longer than ten years

B.

by a US government agency

C.

by a private issuer who has not yet received an expected AAA rating

D.

in amounts less than $1,000,000

Discussion
Question 81

A stock with a current P/E of 17 is selling at $74.50 per share.

What are the company’s earnings in the trailing 12 months?

Options:

A.

about $4.28

B.

$6.20

C.

$1.70

D.

impossible to calculate from this information

Discussion
Question 82

Limited partnerships try to avoid recapture because:

Options:

A.

it turns potential capital gains into current taxable income

B.

it may subject the partnership to the add-on tax

C.

it increases the risk of a tax audit

D.

it always increases the investor’s tax bracket

Discussion
Inaaya
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Fraser Oct 9, 2024
Yes, of course, they are necessary to pass the exam. They give you an insight into the types of questions that could come up and help you prepare effectively.
Faye
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Emmeline Sep 12, 2024
Definitely! I have no doubt new students will find them to be just as helpful as I did.
Cody
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Eric Sep 13, 2024
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They're exam preparation materials that are designed to help you prepare for various certification exams. They provide you with up-to-date and accurate information to help you pass your exams.
Question 83

If the Federal Reserve wished to ease credit, which of the following steps would it take?

Options:

A.

raise the discount rate

B.

purchase securities in the open market

C.

lower reserve requirements

D.

both B and C

Discussion
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