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Securities Industry Essentials Exam (SIE)

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25-Jan-2026
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27-Jan-2026
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Securities Industry Essentials Exam (SIE) Questions and Answers

Questions 1

A customer has four traditional Individual retirement accounts (IRAs): two are at banks, one Is held directly at a mutual fund, and one Is held in her brokerage account. In order to meet her required minimum distribution (RMD), which of the following actions is she required to take?

Options:

A.  

Take a distribution from the largest account based on current value

B.  

Take a distribution from the smallest account based on current value

C.  

Take a distribution from one of the bank IRAs and either the mutual fund or brokerage IRA

D.  

Take a distribution based on the value of all of the accounts at the previous year end

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