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Securities Industry Essentials Exam (SIE)

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Securities Industry Essentials Exam (SIE) Questions and Answers

Questions 1

Under FINRA rules, which of the following activities is not considered an outside business activity (OBA)?

Options:

A.  

Selling real estate

B.  

Selling health insurance

C.  

Professionally refereeing athletic events

D.  

Passively investing in a multifamily house for rental purposes

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