Big Black Friday Sale Limited Time 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: get65

FINRA Updated SIE Exam Questions and Answers by saskia

Page: 7 / 12

FINRA SIE Exam Overview :

Exam Name: Securities Industry Essentials Exam (SIE)
Exam Code: SIE Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 164 Q&A's Shared By: saskia
Question 28

Which of the following statements best describes a characteristic of 529 savings plan accounts?

Options:

A.

There are no contribution limits to the account.

B.

The number of contributors to the account is limited.

C.

Using funds for undergraduate or graduate studies is permissible.

D.

Earnings are taxed to the donor at the time of a qualified withdrawal.

Discussion
Question 29

A customer purchased 100 shares of Company XYZ common stock five years ago for $20.00 per share. Over the life of her investment, the customer received cash dividends of $2.00 per share, on which she paid total income taxes of $0.50 per share. She recently sold the stock for $30.00 per share. What is the customer's cost basis in each share of XYZ stock?

Options:

A.

$20.00

B.

$21.50

C.

$22.00

D.

$30.00

Discussion
Question 30

Which of the following responses describes treasury stock?

Options:

A.

Authorized but unissued stock

B.

Restricted stock owned by officers

C.

Stock subsequently reacquired by the issuer

D.

U.S. government securities held by a corporation

Discussion
Mariam
Do anyone think Cramkey questions can help improve exam scores?
Katie Oct 25, 2025
Absolutely! Many people have reported improved scores after using Cramkey Dumps, and there are also success stories of people passing exams on the first try. I already passed this exam. I confirmed above questions were in exam.
Alessia
Amazing Dumps. Found almost all questions in actual exam whih I prepared from these valuable dumps. Recommended!!!!
Belle Oct 26, 2025
That's impressive. I've been struggling with finding good study material for my certification. Maybe I should give Cramkey Dumps a try.
Vienna
I highly recommend them. They are offering exact questions that we need to prepare our exam.
Jensen Oct 11, 2025
That's great. I think I'll give Cramkey a try next time I take a certification exam. Thanks for the recommendation!
Georgina
I used Cramkey Dumps to prepare for my recent exam and I have to say, they were a huge help.
Corey Oct 25, 2025
Really? How did they help you? I know these are the same questions appears in exam. I will give my try. But tell me if they also help in some training?
Ace
No problem! I highly recommend Cramkey Dumps to anyone looking to pass their certification exams. They will help you feel confident and prepared on exam day. Good luck!
Harris Oct 28, 2025
That sounds amazing. I'll definitely check them out. Thanks for the recommendation!
Question 31

A confirmation indicates a 100-share purchase of Company ABC at $11. According to SEC rules, which of the following information is required to be stated on the confirmation?

Options:

A.

The firm's cost basis in the security

B.

The firm's inventory level at the time of trade execution

C.

That the firm did not act as a market maker in the security

D.

The capacity in which the firm acted when executing the trade

Discussion
Page: 7 / 12

SIE
PDF

$36.75  $104.99

SIE Testing Engine

$43.75  $124.99

SIE PDF + Testing Engine

$57.75  $164.99