Month End Sale Limited Time 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: get65

FINRA Updated SIE Exam Questions and Answers by saskia

Page: 7 / 12

FINRA SIE Exam Overview :

Exam Name: Securities Industry Essentials Exam (SIE)
Exam Code: SIE Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 164 Q&A's Shared By: saskia
Question 28

Which of the following statements best describes a characteristic of 529 savings plan accounts?

Options:

A.

There are no contribution limits to the account.

B.

The number of contributors to the account is limited.

C.

Using funds for undergraduate or graduate studies is permissible.

D.

Earnings are taxed to the donor at the time of a qualified withdrawal.

Discussion
Andrew
Are these dumps helpful?
Jeremiah Oct 27, 2024
Yes, Don’t worry!!! I'm confident you'll find them to be just as helpful as I did. Good luck with your exam!
Alaya
Best Dumps among other dumps providers. I like it so much because of their authenticity.
Kaiden Sep 16, 2024
That's great. I've used other dump providers in the past and they were often outdated or had incorrect information. This time I will try it.
Fatima
Hey I passed my exam. The world needs to know about it. I have never seen real exam questions on any other exam preparation resource like I saw on Cramkey Dumps.
Niamh Oct 15, 2024
That's true. Cramkey Dumps are simply the best when it comes to preparing for the certification exam. They have all the key information you need and the questions are very similar to what you'll see on the actual exam.
Lennox
Something Special that they provide a comprehensive overview of the exam content. They cover all the important topics and concepts, so you can be confident that you are well-prepared for the test.
Aiza Oct 25, 2024
That makes sense. What makes Cramkey Dumps different from other study materials?
Question 29

A customer purchased 100 shares of Company XYZ common stock five years ago for $20.00 per share. Over the life of her investment, the customer received cash dividends of $2.00 per share, on which she paid total income taxes of $0.50 per share. She recently sold the stock for $30.00 per share. What is the customer's cost basis in each share of XYZ stock?

Options:

A.

$20.00

B.

$21.50

C.

$22.00

D.

$30.00

Discussion
Question 30

Which of the following responses describes treasury stock?

Options:

A.

Authorized but unissued stock

B.

Restricted stock owned by officers

C.

Stock subsequently reacquired by the issuer

D.

U.S. government securities held by a corporation

Discussion
Question 31

A confirmation indicates a 100-share purchase of Company ABC at $11. According to SEC rules, which of the following information is required to be stated on the confirmation?

Options:

A.

The firm's cost basis in the security

B.

The firm's inventory level at the time of trade execution

C.

That the firm did not act as a market maker in the security

D.

The capacity in which the firm acted when executing the trade

Discussion
Page: 7 / 12

SIE
PDF

$36.75  $104.99

SIE Testing Engine

$43.75  $124.99

SIE PDF + Testing Engine

$57.75  $164.99