Finra pass4test sie Premium Exam Questions by Saskia q82 vce pdf

Page: 7 / 12

Exam Name:	Securities Industry Essentials Exam (SIE)
Exam Code:	SIE Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	164 Q&A's	Shared By:	saskia

Question 28

Which of the following statements best describes a characteristic of 529 savings plan accounts?

Options:

There are no contribution limits to the account.

The number of contributors to the account is limited.

Using funds for undergraduate or graduate studies is permissible.

Earnings are taxed to the donor at the time of a qualified withdrawal.

Discussion

Question 29

A customer purchased 100 shares of Company XYZ common stock five years ago for $20.00 per share. Over the life of her investment, the customer received cash dividends of $2.00 per share, on which she paid total income taxes of $0.50 per share. She recently sold the stock for $30.00 per share. What is the customer's cost basis in each share of XYZ stock?

Options:

$20.00

$21.50

$22.00

$30.00

Discussion

Question 30

Which of the following responses describes treasury stock?

Options:

Authorized but unissued stock

Restricted stock owned by officers

Stock subsequently reacquired by the issuer

U.S. government securities held by a corporation

Discussion

Erik

Hey, I have passed my exam using Cramkey Dumps?

Freyja Oct 8, 2025

Really, what are they? All come in your pool? Please give me more details, I am going to have access their subscription. Please brother, give me more details.

Alaia

These Dumps are amazing! I used them to study for my recent exam and I passed with flying colors. The information in the dumps is so valid and up-to-date. Thanks a lot!!!

Zofia Oct 13, 2025

That's great to hear! I've been struggling to find good study material for my exam. I will ty it for sure.

Atlas

What are these Dumps? Would anybody please explain it to me.

Reign Oct 18, 2025

These are exam dumps for a variety of IT certifications. They have a vast collection of updated questions and answers, which are very helpful in preparing for the exams.

Peyton

Hey guys. Guess what? I passed my exam. Thanks a lot Cramkey, your provided information was relevant and reliable.

Coby Oct 17, 2025

Thanks for sharing your experience. I think I'll give Cramkey a try for my next exam.

Robin

Cramkey is highly recommended.

Jonah Oct 26, 2025

Definitely. If you're looking for a reliable and effective study resource, look no further than Cramkey Dumps. They're simply wonderful!

Question 31

A confirmation indicates a 100-share purchase of Company ABC at $11. According to SEC rules, which of the following information is required to be stated on the confirmation?

Options:

The firm's cost basis in the security

The firm's inventory level at the time of trade execution

That the firm did not act as a market maker in the security

The capacity in which the firm acted when executing the trade