Finra examstrust finra Sie Online Access by Inaaya q33 vce pdf

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Exam Name:	Securities Industry Essentials Exam (SIE)
Exam Code:	SIE Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	164 Q&A's	Shared By:	inaaya

Question 12

In performing fundamental analysis of an equity, which of the following elements should an investor consider?

Options:

Chart patterns

Moving average

Financial statements

Resistance and support levels

Discussion

Question 13

The cash value of a variable life insurance policy is affected by which of the following factors?

Options:

Changes in the beneficiary

Changes in the death benefit

Fluctuating market conditions

Contingent deferred sales charges

Discussion

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Question 14

Which of the following is not a pass-through entity for tax purposes?

Options:

A C corporation

An S corporation

A limited liability company (LLC)

A real estate investment trust (REIT)

Discussion

Question 15

Which of the following characteristics best describes a benefit of a variable annuity subaccount?

Options:

The account is managed by a third-party custodian and is, therefore, subject to lower management fees than those charged by the insurance company.

The account is held at a broker-dealer that is separate from the insurance company, thereby allowing tax-deferred investments in all types of securities products.

The account is held separately from the insurance company's general account and, therefore, is protected from the claims of general creditors of the insurance company.

The account represents the indebtedness of the insurance company that is subordinated to the claims of general creditors and, therefore, offers investors a higher rate of return.