Month End Sale Limited Time 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: get65

FINRA Updated SIE Exam Questions and Answers by inaaya

Page: 3 / 12

FINRA SIE Exam Overview :

Exam Name: Securities Industry Essentials Exam (SIE)
Exam Code: SIE Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 164 Q&A's Shared By: inaaya
Question 12

In performing fundamental analysis of an equity, which of the following elements should an investor consider?

Options:

A.

Chart patterns

B.

Moving average

C.

Financial statements

D.

Resistance and support levels

Discussion
Honey
I highly recommend it. They made a big difference for me and I'm sure they'll help you too. Just make sure to use them wisely and not solely rely on them. They should be used as a supplement to your regular studies.
Antoni Oct 25, 2024
Good point. Thanks for the advice. I'll definitely keep that in mind.
Norah
Cramkey is highly recommended.
Zayan Oct 17, 2024
Definitely. If you're looking for a reliable and effective study resource, look no further than Cramkey Dumps. They're simply wonderful!
Freddy
I passed my exam with flying colors and I'm confident who will try it surely ace the exam.
Aleksander Sep 26, 2024
Thanks for the recommendation! I'll check it out.
Nylah
I've been looking for good study material for my upcoming certification exam. Need help.
Dolly Oct 3, 2024
Then you should definitely give Cramkey Dumps a try. They have a huge database of questions and answers, making it easy to study and prepare for the exam. And the best part is, you can be sure the information is accurate and relevant.
Question 13

The cash value of a variable life insurance policy is affected by which of the following factors?

Options:

A.

Changes in the beneficiary

B.

Changes in the death benefit

C.

Fluctuating market conditions

D.

Contingent deferred sales charges

Discussion
Question 14

Which of the following is not a pass-through entity for tax purposes?

Options:

A.

A C corporation

B.

An S corporation

C.

A limited liability company (LLC)

D.

A real estate investment trust (REIT)

Discussion
Question 15

Which of the following characteristics best describes a benefit of a variable annuity subaccount?

Options:

A.

The account is managed by a third-party custodian and is, therefore, subject to lower management fees than those charged by the insurance company.

B.

The account is held at a broker-dealer that is separate from the insurance company, thereby allowing tax-deferred investments in all types of securities products.

C.

The account is held separately from the insurance company's general account and, therefore, is protected from the claims of general creditors of the insurance company.

D.

The account represents the indebtedness of the insurance company that is subordinated to the claims of general creditors and, therefore, offers investors a higher rate of return.

Discussion
Page: 3 / 12

SIE
PDF

$36.75  $104.99

SIE Testing Engine

$43.75  $124.99

SIE PDF + Testing Engine

$57.75  $164.99