Finra transcender general Securities Representative Sie Exam Questions And Answers Pdf by Angus q115 vce pdf

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FINRA SIE Exam Overview :

Exam Name:	Securities Industry Essentials Exam (SIE)
Exam Code:	SIE Dumps
Vendor:	FINRA	Certification:	General Securities Representative
Questions:	188 Q&A's	Shared By:	angus

Question 52

Rising economic activity is most likely to increase revenues of which of the following sectors?

Options:

Utilities

Healthcare

Consumer staples

Consumer discretionary

Discussion

Question 53

Which of the following statements best describes the permissibility of a borrowing arrangement between a registered representative (RR) and a customer who is also the RR's grandfather?

Options:

It is permissible subject to FINRA approval.

It is permissible if the grandfather agrees in writing.

It is permissible if the loan was made on commercially reasonable terms.

It is permissible provided that the loan was made in accordance with the firm's policies.

Discussion

Question 54

Which of the following types of debt securities has the highest liquidity?

Options:

Treasury bonds

Mortgage bonds

Municipal bonds

Corporate bonds

Discussion

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Question 55

Which of the following responses describes treasury stock?

Options:

Authorized but unissued stock