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CISI UAE Financial Rules and Regulations Exam

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International Certificate in Wealth & Investment Management

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CISI UAE Financial Rules and Regulations Exam Questions and Answers

Questions 1

The statement in a suitability report giving reasons for the recommendation must also indicate:

Options:

A.  

why the next best product or service was disregarded

B.  

the client’s ability to bear any risks and losses

C.  

whether or not the client has accepted this guidance

D.  

the extent to which the author is qualified to make this judgement