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CISI level 3 Certificate in Wealth & Investment Management International Certificate in Wealth & Investment Management

International Certificate in Wealth & Investment Management

Last Update Jun 12, 2025
Total Questions : 174

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Questions 2

A fiduciary relationship normally arises between:

Options:

A husband and his wife

A lawyer and his client

A company and its suppliers

A head of state and its government

Discussion 0

Questions 3

Establishing sufficient details about a client in order to give advice is known as:

Options:

Assessing suitability and affordability

Determining attitude to risk

Giving information on status disclosure

Following know your customer procedures

Discussion 0

Questions 4

Which currency is most heavily traded on international markets?

Options:

British pound sterling

US dollar

Japanese yen

Euro

Discussion 0

Questions 5

For what reason is holding bearer shares potentially disadvantageous?

Options:

Investors prefer not being publicly named on a share register

The loss of the certificate might equal loss of the person’s investment

They are more difficult to value

Because it is not possible to sell part of the holding

Discussion 0

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