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Canadian Securities Course Canadian Securities Course Exam 1

Canadian Securities Course Exam 1

Last Update Jun 12, 2025
Total Questions : 100

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Questions 2

KJR made the following warrants offering:

Questions 2

What is the intrinsic value of 1 KJR inc, warrant?

Options:

A.  

$0

B.  

$5

C.  

$3

D.  

$2

Discussion 0
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Questions 3

The consumerprice index was 125.9 in Decemberoflast year and 123.0 in December ofthe year before What was the inflation rate last year?

Options:

A.  

2.36%

B.  

2.30%

C.  

0.98%

D.  

1.02%

Discussion 0
Questions 4

What is a characteristicof provincial savings bonds that distinguishes them from other provincial bonds?

Options:

A.  

Theyare backed by provincial assetspledged an security.

B.  

They can &e purchased only by residents of the province.

C.  

They can be purchased at any time of the year.

D.  

They do not have redemption rules.

Discussion 0
Questions 5

Haw are retail stock and bond transactions settledon a daily basis amongdealers?

Options:

A.  

The exchange is responsible for settling ad transactions according to each dealer’s book of record.

B.  

The clearing corporation is responsible for setting an transactions according to each exchange's book of record.

C.  

The clearing corporation is responsible for settling all transactions according to each dealer's book of record.

D.  

The exchange is responsible for settling all transactions according to each exchange's book of record.

Discussion 0
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