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AI management system (AIMS) ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Exam

ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Exam

Last Update Nov 10, 2026
Total Questions : 198

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Questions 2

A software development company is well-known for its innovative practices and collaborative work environment. The CEO, Alex, has fostered a work culture where team input is highly valued in shaping the company’s strategic direction. Alex often organizes brainstorming sessions and workshops, inviting employees from various departments to share their insights and suggestions on new projects, company policies, and workflow improvements. While Alex ensures that every team member feels heard and valued, the final decisions on project directions, key company policies, and strategic initiatives rest with Alex. Which type of leadership does Alex most closely embody?

Options:

A.  

Autocratic

B.  

Laissez-faire

C.  

Democratic

D.  

Bureaucratic

Discussion 0
Questions 3

Based on Scenario 8, did Sharona and the audit team address all essential aspects during the closing meeting?

Scenario 8: VeridicAI. based in San Francisco. USA, specializes in market research using Al technologies to analyze customer behavior. Founded in 2023, the company

employs natural language processing, machine learning, and predictive analytics to provide real time insights to a range of businesses. VeridicAI has implemented an

artificial intelligence management system AIMS based on ISO/IEC 42001 to manage its Al technologies effectively. The AIMS scope includes select departments within

the company, for which it has received a four-year certification against ISO/IEC 42001. Committed to transparency. VeridicAI publicly shares details of this certification.

As the certification nears its end, VeridicAI is preparing for an audit to renew its certification.

The audit process was led by Sharona, the audit team leader, who is a full-time employee of the certification body. Sharona and the audit team undertook all planned

audit activities. Afterward, they organized the closing meeting with VeridicAl’s management. During the meeting, Sharona and the team made a recap on audit

objectives and scope, presented the audit findings and conclusions, presented identified nonconformities, and organized a session for questions and answers for the

auditee.

VeridicAI received a conditional recommendation for certification, underscoring its compliance with the industry's standards. Sharona confirmed that the company met

the essential requirements but noted some identified minor nonconformities. In response, VeridicAI compiled and submitted a comprehensive action plan that

addresses all identified nonconformities within a designated timeframe. Because of the comprehensive action plan, Sharona did not see the need for an additional on-

site visit to verify the effectiveness of the action plan.

Sharona played an integral role in the certification decision process. Her thorough understanding of VeridicAI's operations, gained from the audit, guided the

certification body towards a well-informed certification decision.

Options:

A.  

Yes, they addressed all necessary aspects

B.  

No, they should not have involved information on technical experts and guides

C.  

No, they should have included information on the limitations of the audit

Discussion 0
Questions 4

What precautions must the certification body take when conducting short-notice audits?

Options:

A.  

Inform clients in advance about the conditions under which the audits will be conducted

B.  

Obtain consent from clients for the selection of audit team members

C.  

Prioritize audits based on the client’s schedule

Discussion 0
Questions 5

An auditor is reviewing an AI system used for hiring processes at a tech company and discovers that the system disproportionately rejects candidates from certain ethnic backgrounds. The auditor previously consulted for this company on diversity strategies. Which management system auditing principle (as per ISO 19011) is at risk of being compromised in this scenario?

Options:

A.  

Confidentiality

B.  

Independence

C.  

Due Professional Care

D.  

Fair Presentation

Discussion 0
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